Among all the elements of a corporate compliance program, perhaps the most difficult piece to understand is the testing and monitoring of your controls. Clearly the two are important. The U.S. Justice ...

Testing helps reduce regulatory risk by showing whether key controls are working, what has changed and what evidence exists ...

Craig is the founder/CEO of compliance operations software company Hyperproof and an expert in the compliance, risk, and technology space. In today’s volatile environment, organizations need to have ...

On March 17, 2026, the U.S. Department of the Treasury’s Office of Foreign Assets Control (OFAC) announced a settlement with U.S.-headquartered brokerage firm TradeStation Securities (TradeStation), ...

For decades, compliance frameworks were built on an assumption that now feels outdated: humans are the primary actors in business processes. Humans initiate transactions, humans approve access, humans ...

Nathan Eddy works as an independent filmmaker and journalist based in Berlin, specializing in architecture, business technology and healthcare IT. He is a graduate of Northwestern University’s Medill ...

Interested in writing for CW? Compliance Week accepts outside contributions from corporate chief compliance officers and other senior-level GRC practitioners. To learn more, contact the CW Editor.

Last year, I had a chance to perform pre-compliance testing on a couple large systems for radiated emissions. The clients were hoping to get early test data prior to the major work of packing and ...