NEW YORK, March 29 (Reuters) - Principal-protected notes, complex securities that are marketed as carrying a money-back guarantee, are starting to spring back to life after having lost much of their ...

FINRA is conducting a targeted review of member firm practices related to the supervision of non-principal protected ...

TORONTO, June 2 (Reuters) - The Canadian government said on Monday that banks selling principal-protected notes will have to provide better information to consumers about fees and risks, as these ...

A UBS broker sold $2 million of “principal-protected” Lehman notes to Croce and his wife, Diane, on June 25, 2008, less than three months before the bank failed, said Jacob Zamansky, their attorney.