Recently the Securities and Exchange Commission announced that it would convene a roundtable in order to gather information regarding whether the Commission’s rules on the proxy process should be ...

It's Time to Fix the Proxy Process! John Zecca, Senior Vice President, General Counsel North America, and Chief Regulatory Officer of Nasdaq Regulation for U.S. Markets, advocates for these key ...

On July 20, 2018, the United States Securities and Exchange Commission (the “SEC”) announced that it intends to host a roundtable in the fall 2018 to hear from market participants regarding the SEC’s ...

Shareholder support for climate-related resolutions climbed to an all-time high of 30% in 2019’s proxy season, with the number of resolutions coming to a vote declining significantly. Those are not ...

Last week’s Securities Exchange Commission (SEC) roundtable on proxy process may not have grabbed national headlines, but its focus on proxy voting mechanics, shareowner proposals and proxy advisory ...

Nasdaq and the U.S. Chamber of Commerce’s Center for Capital Markets Competitiveness (CCMC) released their annual proxy season survey, which revealed that public companies are willing to participate ...

Forbes contributors publish independent expert analyses and insights. I am the Kester and Brynes Professor at Columbia Business School and a Chazen Senior Scholar at the Jerome A. Chazen Institute for ...

SEC Chairman Jay Clayton has recently made more headlines than usual because of his controversial nomination to be the U.S. attorney for the Southern District of New York. The prospect of Clayton ...

WASHINGTON — The Securities and Exchange Commission on Wednesday officially proposed rules that could allow investors to nominate their own candidates to corporate boards, taking a historic step in ...

The British Columbia Securities Commission has ruled that the Mutual Fund Dealers Association of Canada did not conduct a proper proxy solicitation prior to a special meeting of its members in October ...

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